Head of Compliance, Bahamas
Bahamas, New Providence, Bahamas·Posted 8d ago
web3blockchaingo
<div data-page-id="JbAwdCo2aoZc5zxSEbxlflNhgdh" data-lark-html-role="root" data-docx-has-block-data="false"> <h2 class="heading-2 ace-line old-record-id-doxlgC6NlfvURSedQrX5uBgrGQg"><strong>Who We Are</strong></h2> <div class="ace-line ace-line old-record-id-doxlgUUyN29auq8HX2rqhwmZjQg">At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: <em>We Before Me</em>, <em>Do the Right Thing</em>, and <em>Get Things Done</em>. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.</div> <div class="ace-line ace-line old-record-id-doxlgYAlKCCdXmHpy6DIMo8ji0b"> </div> <h2 class="heading-2 ace-line old-record-id-doxlgFQ2gxA5uIBt9ssviP1JIGp"><strong>About the Opportunity</strong></h2> <div class="ace-line ace-line old-record-id-PnaFdrp04oxw4YxRuFElSpGmg5d"><strong>Business Partnership and Commercial Enablement</strong></div> <ul class="list-bullet1"> <li class="ace-line ace-line old-record-id-DtlDdyNqwoPWS7xaWKhlCdqZgbf" data-list="bullet"> <div>Serve as a strategic compliance partner to product, trading, technology, and operations teams, enabling compliant growth under the Digital Assets and Registered Exchanges Act (DARE) and related SCB guidance.</div> </li> <li class="ace-line ace-line old-record-id-CgsVdyMIQovaqtxq5wdlifbagZo" data-list="bullet"> <div>Translate Bahamian regulatory requirements into practical, scalable controls that support new product launches, market expansion, and operational efficiency.</div> </li> <li class="ace-line ace-line old-record-id-ODlWdBeBcoeGR7xfjfLlBvrmgpg" data-list="bullet"> <div>Embed compliance considerations into product design, customer onboarding, custody models, market surveillance, and outsourcing arrangements from inception.</div> </li> <li class="ace-line ace-line old-record-id-HJ8Yd9AMkoZw7vxHuKgls7y5gJg" data-list="bullet"> <div>Maintain a solutions-oriented mindset, advising the business on compliant alternatives rather than acting as a purely restrictive control function.</div> </li> <li class="ace-line ace-line old-record-id-YZEcdcKlRomslkx8PlolfnUXgef" data-list="bullet"> <div>Provide strategic guidance for new product development and service launches across the Bahamas, ensuring compliant integration and go-to-market strategies, especially for complex financial offerings.</div> </li> </ul> <div class="ace-line ace-line old-record-id-SQA9dn5kSog6dXx4sKTl2Dlwgmg"><strong>Regulatory and Jurisdictional Expertise</strong></div> <ul class="list-bullet1"> <li class="ace-line ace-line old-record-id-QwhId0D4BodQxaxJ6oIlAOXsg0e" data-list="bullet"> <div>Develop, implement, and continuously enhance the comprehensive compliance framework, strategy, and programs for the Bahamas region, ensuring full alignment with global compliance standards and all pertinent regulatory requirements, with a strategic focus on market expansion and new product introduction. working knowledge of the Bahamas digital asset regulatory regime, including DARE, SCB Rules, AML/CFT/CPF requirements, and expectations arising from the National Risk Assessment.</div> </li> <li class="ace-line ace-line old-record-id-I39PdboOYoztfHxf1IElqYqUgYg" data-list="bullet"> <div>Experience interfacing with the Securities Commission of The Bahamas (SCB), including regulatory submissions, ongoing supervisory engagement, and examination readiness.</div> </li> <li class="ace-line ace-line old-record-id-Eh7udJl7EoRQ0xx4fCjl6nP9gOV" data-list="bullet"> <div>Understanding of cross-border regulatory considerations, including reliance on offshore group functions, outsourcing, and regulatory equivalence or substitution analyses.</div> </li> <li class="ace-line ace-line old-record-id-B86idNGYmoi9WCxLL7ZlFJoagug" data-list="bullet"> <div>Ability to assess the regulatory impact of new global standards (e.g., FATF Travel Rule, market integrity expectations) on Bahamian operations.</div> </li> </ul> <div class="ace-line ace-line old-record-id-LHbGdd1fDoqQf1xhrNblBkkFgjh"><strong>Governance, Escalation, and Oversight</strong></div> <ul class="list-bullet1"> <li class="ace-line ace-line old-record-id-TrGLdJZDCoAnQfxI1Enl7C7Vggh" data-list="bullet"> <div>Spearhead regional markets compliance programs and provide expert compliance advice for Bahamas expansion, particularly focusing on derivatives, digital assets, and other innovative financial products. This includes overseeing local market conduct rules, and ensuring integrity in new market entries.</div> </li> <li class="ace-line ace-line old-record-id-KvCOdadyIoip8PxffNelbbJwgDf" data-list="bullet"> <div>Ensure material compliance issues, regulatory developments, and emerging risk trends are escalated to senior management and, where appropriate, the Board or a designated committee.</div> </li> <li class="ace-line ace-line old-record-id-JIQsdzdhuolCCnxnFNclqIEFgwf" data-list="bullet"> <div>Work closely with Legal, Risk, Operations, and Technology within a clear governance and three-lines-of-defense framework.</div> </li> <li class="ace-line ace-line old-record-id-AOUWdVMNzoncXdxA7CRlHg5Pgxd" data-list="bullet"> <div>Provide clear, defensible compliance opinions to support management decision-making and regulatory engagement.</div> </li> </ul> <div class="ace-line ace-line old-record-id-OOt7dv7AioqF68xduSNlY9CRgVy"><strong>Communication and Leadership</strong></div> <ul class="list-bullet1"> <li class="ace-line ace-line old-record-id-QNEDd9PuNoPX3Lx0X3ul6LlUgoh" data-list="bullet"> <div>Communicate complex regulatory requirements in clear, business-relevant terms to non-compliance stakeholders.</div> </li> <li class="ace-line ace-line old-record-id-ST2hdZLQqoM8iDxJahmlU3SNglg" data-list="bullet"> <div>Develop and deliver targeted compliance training that promotes accountability and ownership across the first line.</div> </li> <li class="ace-line ace-line old-record-id-CM7PdaydpomG4YxQRLKlfNzMgVb" data-list="bullet"> <div>Act as a visible leader in fostering a strong compliance and risk culture aligned with SCB expectations.</div> </li> </ul> <div class="ace-line ace-line old-record-id-QTdndFoQMo7k38xFp9LlaAeKgEf"><strong>Operational and Practical Experience</strong></div> <ul class="list-bullet1"> <li class="ace-line ace-line old-record-id-NYzAdygnEoIDTxxitQJlTjNQgjd" data-list="bullet"> <div>Experience managing or overseeing compliance functions in an offshore or international operating model, including use of service providers and group-level resources.</div> </li> <li class="ace-line ace-line old-record-id-BaPwdva7moC17Vxtnzhlm5qfgXd" data-list="bullet"> <div>Ability to operate effectively in a fast-paced, evolving regulatory environment typical of digital asset markets.</div> </li> <li class="ace-line ace-line old-record-id-XXSpd5FX6oVRioxxxn8l4Lypgmg" data-list="bullet"> <div>Sound judgment, independence, and professionalism, with the confidence to challenge the business constructively when needed.</div> </li> </ul> <h2 class="heading-2 ace-line old-record-id-LYXVd023Yo8LilxKO9flEUSTgle"><strong>Qualifications & Experience:</strong></h2> <ul class="list-bullet1"> <li class="ace-line ace-line old-record-id-MECSdKFk6oytvfxsIwslv8Mmgpf" data-list="bullet"> <div>Minimum of 12-15 years of progressive experience in senior compliance leadership roles within the financial services industry, (cypto experience a big plus)</div> </li> <li class="ace-line ace-line old-record-id-AWd9dX84hot7I0xXzATlY9yAgUz" data-list="bullet"> <div>Proven track record of successfully leading, building, and developing high-performing compliance teams in a regional or multi-jurisdictional capacity.</div> </li> <li class="ace-line ace-line old-record-id-NDWRdThojoR0L3x1FZBlqcyPgzh" data-list="bullet"> <div>In-depth, expert-level knowledge of the regulatory landscape in the Bahamas (Securities Commission of The Bahamas, DARE Act).</div> </li> <li class="ace-line ace-line old-record-id-ZuwadFAFco8lyXxwuWjlU37Bg6e" data-list="bullet"> <div>Demonstrable experience in effectively managing regulatory relationships, navigating complex examinations, and responding to regulatory inquiries at a senior level.</div> </li> <li class="ace-line ace-line old-record-id-ECKmdf4kSobTN4x90twlERfWgHg" data-list="bullet"> <div>Comprehensive understanding of market compliance, AML/CFT program management, economic sanctions compliance, and consumer protection regulations applicable to financial institutions.</div> </li> <li class="ace-line ace-line old-record-id-ESX3dvN6xoEW3RxRBk3laGrsgJd" data-list="bullet"> <div>Proven ability to provide pragmatic, business-oriented strategic compliance guidance for business expansion, new product development, and technology-driven initiatives.</div> </li> </ul> <h2 class="heading-2 ace-line old-record-id-doxlgmEVQuSaQPbUUfVu1OjkyIf"><strong>Perks & Benefits </strong></h2> <ul class="list-bullet1"> <li class="ace-line ace-line old-record-id-doxlgiMEIbStDT8KhLz9fkuWu4g" data-list="bullet"> <div>Competitive total compensation package</div> </li> <li class="ace-line ace-line old-record-id-doxlgDhFFV3AdUGp1whFLxPqWcg" data-list="bullet"> <div>L&D programs and Education subsidy for employees' growth and development</div> </li> <li class="ace-line ace-line old-record-id-doxlg9bsP1qo6wBGL0wYGq9tgvh" data-list="bullet"> <div>Various team building programs and company events</div> </li> <li class="ace-line ace-line old-record-id-doxlghGFmzka6ReLiPX1wKnFFPg" data-list="bullet"> <div>Wellness and meal allowances</div> </li> <li class="ace-line ace-line old-record-id-doxlgWVaEZlTxKuWJAZiEwWxOvb" data-list="bullet">Comprehensive healthcare schemes for employees and dependents<br><span style="color: rgb(255, 255, 255);">#LI-EWR1 #LI-HYBRID </span></li> </ul> </div><div class="content-conclusion"><div data-lark-html-role="root"><span class="text-only" data-eleid="18"><span class="text-only"><span class="text-only" data-eleid="6">Notice:<br></span></span></span> <div data-lark-html-role="root"><span class="text-only" data-eleid="26"><span class="text-only">All official </span><span class="text-only text-with-abbreviation text-with-abbreviation-bottomline">OKX</span><span class="text-only"> vacancies are published on this website.</span></span> <span class="text-only" data-eleid="28"><span class="text-only">While roles may appear on selected third-party platforms from time to time, information on other sites may be inaccurate or outdated. </span></span><strong><span class="text-only" data-eleid="29"><span class="text-only">If in doubt, please apply directly through our official careers website.</span></span></strong></div> </div> <div data-lark-html-role="root"><span class="text-only" data-eleid="18"><span class="text-only">Information collected and processed as part of the recruitment process of any job application you choose to submit is subject to </span><span class="text-only text-with-abbreviation text-with-abbreviation-bottomline">OKX</span><span class="text-only">'s </span></span><a class="link rich-text-anchor __anchor-intercept-flag__ text-content-link" href="https://www.okx.com/en-eu/help/okx-candidate-privacy-notice" target="_blank" data-eleid="19" data-lark-is-custom="true" data-lark-link="true">Candidate Privacy Notice</a><span class="text-only" data-eleid="20"><span class="text-only">.</span></span></div></div>